Financial Examiners

About the Role

Financial Examiners ensure compliance with financial regulations and laws by evaluating and analyzing financial documents.

Conduct audits of financial institutions to evaluate compliance with laws and regulations.
Analyze financial statements and reports to assess the financial condition of organizations.
Prepare detailed reports of examination findings and recommendations for corrective actions.
Collaborate with other regulatory agencies to ensure consistency in enforcement.
Investigate complaints and conduct assessments of consumer financial protections.
Monitor changes in financial regulations and their potential impact on organizations.
Educate financial institutions about compliance best practices and regulatory requirements.

Elizabeth Warren – A prominent financial lawyer and politician who has been a strong advocate for consumer protection and regulation in the financial industry.
Gary Gensler – Chair of the U.S. Securities and Exchange Commission, known for his work on financial regulations and consumer protection initiatives.

The Financial Examiners Handbook
A comprehensive guide that covers key practices, standards, and guidelines for financial examiners.
Financial Compliance Blog
A blog dedicated to discussing recent trends and topics in financial compliance and examination.
Financial Stability: The Role of Financial Examiners
A podcast featuring interviews with financial examiners discussing their roles in maintaining financial stability.
National Association of State Credit Union Supervisors (NASCUS)
A resource for information and training on financial examination practices and regulations in the credit union sector.