Jobs.com

Compliance Officers

About the Role

Compliance Officers ensure that organizations adhere to regulatory standards and internal policies.

Other Common Titles

  • Compliance Analyst
  • Regulatory Compliance Officer
  • Compliance Specialist
  • Risk and Compliance Manager
  • Compliance Coordinator

Typical Tasks

  • Developing and implementing compliance programs and policies.
  • Conducting compliance audits and assessments.
  • Providing training for staff on compliance issues and regulations.
  • Monitoring and reporting on compliance with legal and regulatory requirements.
  • Investigating compliance violations and proposing corrective actions.
  • Working with legal teams to ensure adherence to laws and regulations.
  • Maintaining records of compliance-related documents and audits.

Notable People

  • Cynthia Cooper – Renowned compliance officer known for her role in exposing accounting fraud at WorldCom.
  • Richard J. Edwards – Influential figure in compliance and governance, known for contributions to developing compliance programs in large corporations.

Recommended Resources

  • The Basics of Compliance: Policies, Procedures, and Practices

    A comprehensive guide to understanding the fundamental principles of compliance.

  • Compliance Week

    An online resource and community for compliance professionals featuring news, insights, and best practices.

  • The Compliance Podcast Network

    A collection of podcasts dedicated to discussions and updates in the field of compliance.

  • Society of Corporate Compliance and Ethics (SCCE)

    A leading professional association for compliance professionals offering resources, training, and certification.