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Brokerage Clerks

About the Role

Brokerage Clerks assist brokers and traders by performing clerical duties, including processing transactions and handling customer inquiries.

Other Common Titles

  • Brokerage Assistant
  • Stock Clerk
  • Trading Clerk
  • Financial Services Clerk

Typical Tasks

  • Process daily trading transactions and ensure accurate execution of trades.
  • Maintain accurate records of client accounts and transactions.
  • Assist clients with inquiries regarding their accounts or transactions.
  • Coordinate communication between traders, clients, and other departments.
  • Prepare reports on trading activity and account balances.
  • File and organize documents related to financial transactions and compliance.
  • Monitor market activity and report any discrepancies or concerns to brokers.

Notable People

  • Jordan Belfort – Known for his role as a stockbroker and his involvement in financial fraud, depicted in 'The Wolf of Wall Street'.
  • Steven Cohen – Renowned hedge fund manager and founder of Point72 Asset Management, widely recognized in the finance world.

Recommended Resources

  • The Intelligent Investor

    A classic investment book by Benjamin Graham that introduces essential concepts in investing.

  • Wall Street Journal - Markets

    A leading news source that covers financial markets, offering insights and data.

  • Bloomberg Market Concepts (BMC)

    An online course that provides an introduction to financial markets, designed for aspiring finance professionals.

  • Investopedia

    A comprehensive resource for all things investment-related, including articles and tutorials.